Explore our Basic, Professional, and Premium representative programme packages designed to
meet the diverse needs of financial professionals.
Popular
Join CompliShield’s Representative Programme under a CAT 1 FSP
Include sign-up for RE5 exam.
Assistance with basic reporting to meet FSCA requirements.
Standard legal agreements and compliance documents.
Standard legal agreements and compliance documents.
Ensure you meet regulatory obligations with periodic check-ins.
Ensure you meet regulatory obligations with periodic check-ins.
Response within 48 hours for any regulatory or administrative questions.
More frequent reviews, guidance and support on risk management.
Assistance with advertising material review to ensure ongoing compliance.
More regular check-ins to ensure full compliance.
More regular check-ins to ensure full compliance.
Email responses within 24 hours and phone support during business hours.
A dedicated compliance manager to assist with all regulatory matters.
A dedicated compliance manager to assist with all regulatory matters.
A dedicated Key Individual to assist you with all FSCA-related updates.
Tailor-made legal and compliance documents specific to their business model
Tailor-made legal and compliance documents specific to their business model
Assistance during FSCA audits or other regulatory reviews.
Get in touch with CompliShield today, and our experts will discuss your needs, provide trusted compliance guidance, and share over five decades of combined industry experience.