Legal - CompliShield Financial Group

CompliShield Financial Group (Pty) Ltd (“CompliShield”) is an authorised Financial Services Provider (FSP) regulated by the Financial Sector Conduct Authority (FSCA) under FSP No. 53590. We offer regulatory compliance and support services to meeting the standards set by the FSCA. While CompliShield provides comprehensive compliance guidance and strategic support, please note that our services do not constitute financial advice, or investment management.CompliShield adheres to a thorough onboarding process for new clients in line with FSCA guidelines. Potential clients seeking our services may not meet eligibility requirements, and their eligibility will be assessed during the onboarding process. Clients who meet regulatory criteria will be integrated into the CompliShield Representative Program, where they will operate under our compliance frameworks. CompliShield will ensure adherence to all applicable regulations. Any actions by Representatives that contravene these regulations or the terms of the representative agreement may result in immediate debarment and reporting to the relevant regulatory authority. We strongly encourage potential clients and Representatives to seek independent legal and compliance advice as needed and stay informed about any changes to regulatory requirements.

Compliance You Can Trust.

Complaints Process

FAIS Upfront Disclosure

Protection of Personal Information Act (POPIA Policy)

Promotion of Access to Information Act (PAIA Policy)

Treating Customers Fairly (TCF Policy)

Conflicts of Interest Manual

Press Releases

Complaints Process

FAIS Upfront Disclosure

Protection of Personal Information Act (POPIA Policy)

Promotion of Access to Information Act (PAIA Policy)

Treating Customers Fairly (TCF Policy)

Press Releases

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